Compliance Making Ethics Work in Financial Services |
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| Author:
| Newton, Andrew |
| ISBN: | 978-0-273-63026-5 |
| Publication Date: | Apr 1998 |
| Publisher: | Pitman Publishing
|
| Book Format: | Hardback |
| List Price: | USD $104.50 |
Book Description:
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A guide for individuals involved in financial services and financial institutions on how to interpret and apply compliance legislation and implement the roles and responsibilities of the compliance function to each market and each instrument, whilst at the same time developing a compliance culture in an organisation.
A guide for individuals involved in financial services and financial institutions on how to interpret and apply compliance legislation and implement the roles and responsibilities of the compliance function to each market and each instrument, whilst at the same time developing a compliance culture in an organisation.